

When man in the state of world-onlooker undertook to form a dynamic picture of the nature of matter, it was inevitable that of all the qualities which belong to its existence he should be able to envisage only those pertaining to gravity and electricity. Because his consciousness, at this stage of its evolution, was closely bound up with the force of gravity inherent in the human body, he was unable to form any conception of levity as a force opposite to gravity. Yet, nature is built bipolarically, and polarity-concepts are therefore indispensable for developing a true understanding of her actions. This accounts for the fact that the unipolar concept of gravity had eventually to be supplemented by some kind of bipolar concept.
If we wish to understand why the same dynamic action working on the physical and etheric organisms of the plant, on the one hand, and of man and the animal, on the other, brings about effects so different, we must turn to the realm whence this action originates in both cases. For the animal and for man this realm is situated within their organisms because in addition to their individual physical and etheric organizations they are endowed also with an individual organization of the higher kind. Not so with the plant. For the rhythms of its growth, the successive formation of its various organs, the production of its colours, etc., the plant depends on outer conditions.
What strikes us first in this respect is the plant’s dependence on the succession of the seasons. These in turn are an outcome of the changing mutual positions of earth and sun. That which forms part of the individual organism in higher living beings is located in the cosmic surroundings of the plant. In fact, it is our planetary system which provides the forces that stir the etheric and physical forces of the earth to their various interactions, thus bringing about all the manifold secondary polarities.
Before we embark on a description of further phenomena which testify to the cosmic nature of the forces with which we are here concerned, it will be well (following a principle applied before) to establish the historical antecedents of the conception of the universe we are about to develop.
We realize that the type of force with which we are here seeking to become familiar is the one responsible for the existence of what we commonly call ‘soul’. The creation of a body-bound soul, however, is only one particular form of the activity of these forces. Another is the one which we have just seen manifest in the plant. In yet another way the same forces function as movers and stirrers of the macro-telluric processes of the earth, and beyond this of the happenings in the body of our planetary system, including the movements of the various planets.
This is an aspect which was by no means unfamiliar to ancient man. It was naturally lost when the onlooker-consciousness awoke. In this respect it is of historical significance that the same man, G. A. Borelli (1608-79), a member of the Florentine Academy, who was the first to inquire into the movements of the animal and human body from a purely mechanical point of view, made the first attempt to deduce the planetary movements from a purely physical cause.3 Through this fact an impulse comes to expression which we may term Contra Animam, and against which we have to put our Pro Anima, in much the same way that we put our Pro Levitate against the Contra Levitatem call of the Florentine Academicians.
It will help our further descriptions if we introduce at this point the name which Rudolf Steiner adopted for the type of forces we are concerned with here. In view of the fact that their origin lies in the extra-terrestrial realm of the universe, he called them ‘astral’ forces, thereby giving back to this term, also, its true and original meaning. It is under this name that we shall speak of them henceforth. To make ourselves more familiar with the character of the astral forces, it will be well to observe them first of all in their macrotelluric form of activity.
There is, as already mentioned, the rhythmic occurrence of the seasons in connexion with the varying relative positions of earth and sun. Alongside this we may put the rhythm of the tides, coincident with the phases of the moon. Just as the solar rhythm manifests in an alternating rise and fall of the saps in the plants, so also does the lunar rhythm.4 (Note how this fact actually vitiates the usual explanation that the tidal rhythm of the sea is caused by a gravitational pull exerted by the moon’s body on the oceanic water.) In neither instance is the change of position of the relevant cosmic body – in our examples that of the sun or moon in relation to the earth – the ’cause’ of the corresponding rhythmic events on the earth. Together with all other rhythmic events of equal periodicity, it is itself the effect of the activity of a force-sphere constituting the cosmic realm to which the relevant planetary body belongs.
From this statement three major questions arise, which need to be answered before we can carry on our description of the astral forces themselves: